Compliance – AML Consulting

In a financial world that is evolving based on compliance with regulations, XCH provides compliance support services as follows:

  • • Compliance Support and Advisory Services to international regulated entities (Investment Firms, Investment Funds, AIFMs, Payment Institutions, Electronic Money Institutions, inter alia) that aim for tailored compliance support services and professional advice in relation to compliance matters.

  • • Compliance Support and Advisory Services designed to help regulated firms remain compliant and meet specific regulatory requirements.

  • • Compliance requirements inter alia are being defined by the EU Markets in Financial Instruments Directive and Regulation (MIFID, MIFID II and MIFIR), Basel II and III, Capital Requirements Directive IV and Regulation (CRDIV and CRR), the European Markets Infrastructure Regulation (EMIR), the Foreign Account Tax Compliance Act (FATCA), the Alternative Investment Fund Managers Directive (AIFMD) and Anti Money Laundering Legislation.

  • • Compliance Health Check on a full scope or on specific areas over the procedures followed by Regulated Entities, to assess compliance level as well as to recommend and/or assist on implementation of an action plan for the purposes of full compliance with the relevant legal framework. This is an exercise that is highly recommended by Regulations and add value to the compliance orientation of every regulated company.

  • • Advice on compliance procedures and communication that enhance the relationship with regulators building and a relationship of trust and credibility.

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